Large trader reporting level
(ii) During a calendar month, either twenty million shares or shares with a fair market value of $200 million. (8) The term reporting activity level means: (i) Each Sep 20, 2015 CFTC in first case for violations of large trader reporting requirements or exceeding the Commission's reporting level in any single futures Aug 4, 2011 (the “Exchange Act”) to establish a large trader reporting system.1 or share level will fall within the definition of large trader, irrespective of. Rule 13h-1(a)(7) defines the term “identifying activity level” as aggregate “ transactions” in NMS securities that are effected by or through one or more registered Oct 3, 2011 and keep records with respect to securities transactions of large traders that equal or exceed a certain “reporting activity level” and report such Rule 13h-1(a)(1)(i) defines a “large trader” generally as any person who directly in an aggregate amount equal to or greater than the “identifying activity level,”
Last week the SEC adopted new Rule 13h-1, the "large trader reporting" rule. The Rule will require "large traders" to file Form 13H with the SEC, and to provide a unique identification number to broker-dealers through whom they trade. Broker-dealers will be required to maintain records of trading similar to the records they currently maintain in connection with the Electronic Blue Sheets
That a very large trader, by himself, may cause significant fluctuations in the The trader visibility requirements established levels that triggered reporting to the Trading Hours Extension · Trading calendar · Production Newsboard · Suspension Reports · Market-Making and Liquidity provisioning · Order book trading If the market moves against your position or margin levels are increased, you Large Trader Reporting Form (Form 103) with the CFTC within one day after the report highlights the aggregate futures positions held by reporting (large) traders which 20 or more traders hold positions equal to or above the reporting levels Aug 1, 2011 “Identifying activity level” is defined as transactions in US-listed stocks and options that equal or exceed: 2 million shares or $20 million during
Oct 3, 2011 and keep records with respect to securities transactions of large traders that equal or exceed a certain “reporting activity level” and report such
Excess Position Limit for ETF Market Makers Application and Reporting. Large Open Positions (LOP) Reporting Level and Position Limits. 1. Index Futures and (ii) During a calendar month, either twenty million shares or shares with a fair market value of $200 million. (8) The term reporting activity level means: (i) Each Sep 20, 2015 CFTC in first case for violations of large trader reporting requirements or exceeding the Commission's reporting level in any single futures Aug 4, 2011 (the “Exchange Act”) to establish a large trader reporting system.1 or share level will fall within the definition of large trader, irrespective of. Rule 13h-1(a)(7) defines the term “identifying activity level” as aggregate “ transactions” in NMS securities that are effected by or through one or more registered
Information on position limits, position accountability levels, and reportable position levels in CME, CBOT, NYMEX, and COMEX products are set forth in a Position Limit, Position Accountability, and Reportable Level Table that may be accessed via a link in the Interpretations & Special Notices section at the end of Chapter 5 in each Exchange's rulebook or via the links below:
View an overview of position limits, levels and accountability and links to detailed information in Exchange rulebooks. Mar 5, 2018 The SEC initiated large trader reporting in response to the from the filing requirements until the large trader trading level is made again. Sep 24, 2015 CFTC Zeros in on Large Trader Reporting the CFTC's reporting level for the underlying commodity (for example, 200 natural gas contracts). Data for the report is required by the CFTC from traders in markets that have 20 or more traders holding positions large enough to meet the reporting level
Information on position limits, position accountability levels, and reportable position levels in CME, CBOT, NYMEX, and COMEX products are set forth in a Position Limit, Position Accountability, and Reportable Level Table that may be accessed via a link in the Interpretations & Special Notices section at the end of Chapter 5 in each Exchange's rulebook or via the links below:
Data for the report is required by the CFTC from traders in markets that have 20 or more traders holding positions large enough to meet the reporting level Jul 18, 2014 Significant amendments to the CFTC's large trader reporting program Although certain “entity-level” requirements are eligible for substituted. Nov 17, 2016 Once a reporting level is crossed, the CFTC will send a notice to the “large trader” that it must complete and submit what is known as a CFTC Excess Position Limit for ETF Market Makers Application and Reporting. Large Open Positions (LOP) Reporting Level and Position Limits. 1. Index Futures and
Information on position limits, position accountability levels, and reportable position levels in CME, CBOT, NYMEX, and COMEX products are set forth in a Position Limit, Position Accountability, and Reportable Level Table that may be accessed via a link in the Interpretations & Special Notices section at the end of Chapter 5 in each Exchange's rulebook or via the links below: In order to maintain the current level of large trader information it receives, the Commission is raising the reporting level for S&P 500 futures from 300 to 600 contracts. The CME also currently trades a smaller size futures contract on the S&P 500 index.